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ACAMS CAMS7 Korean Exam Syllabus Topics:

SectionWeightObjectives
Risk Management and Due Diligence25%- Transaction monitoring and reporting
  • 1. Suspicious Activity Reports (SAR/STR)
    • 2. Monitoring systems and typologies
      - Customer Due Diligence (CDD/KYC)
      • 1. Enhanced due diligence (EDD)
        • 2. Customer identification programs (CIP)
          Money Laundering and Terrorist Financing Concepts30%- Global AML/CFT standards
          • 1. International regulatory frameworks
            • 2. FATF Recommendations
              - Definitions and stages of money laundering
              • 1. Terrorist financing typologies
                • 2. Placement, layering, integration
                  AML Compliance Framework25%- Roles and responsibilities
                  • 1. Compliance officer duties
                    • 2. Governance and oversight
                      - Compliance program components
                      • 1. Internal controls
                        • 2. Policies and procedures
                          Detecting and Preventing Financial Crime20%- Investigations and enforcement
                          • 1. Case management and documentation
                            • 2. Regulatory investigations
                              - Financial crime typologies
                              • 1. Trade-based money laundering
                                • 2. Fraud and corruption schemes

                                  ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7 Korean Version) Sample Questions:

                                  FATF 스타일 지역 기관(FSRB)의 역할은 다음과 같습니다. (세 가지를 선택하세요.)

                                  • A. 회원들이 FSRB 결정에 필요로 하는 AM L/C FT 기술 지원을 제공합니다.
                                  • B. FSRB 관할권 내 회원을 위한 기술 지원 조정
                                  • C. FSRB 관할권 내 회원을 위한 FATF 40 권장사항을 설정하고 수정합니다.
                                  • D. FSRB 관할권 내 회원을 대상으로 상호 평가 및 후속 조치 프로세스를 제공합니다.
                                  • E. FSRB 관할권 외부 회원의 AML/CFT 정책에 대한 차이점을 파악하고 해결합니다.
                                  • F. FSRB 관할권 밖의 회원에서 발생한 유형 분류를 통해 현재의 금융 범죄 추세를 파악하고 해결합니다.
                                  Reveal Solution  Discussion  0

                                  Correct Answer: A,B,D  🗳️

                                  다국적 기업이 금융범죄방지(AFC) 프로그램을 개발할 때, 다양한 관할권에서 규정 준수를 보장하기 위해 가장 중요하게 고려해야 할 사항은 무엇입니까?

                                  • A. 미국 규정이 전 세계적으로 가장 영향력이 크기 때문에 그룹 정책과 절차가 미국 규정을 준수하는 것을 우선시하도록 보장합니다.
                                  • B. 현지 규정에 적응할 필요 없이 일관성을 보장하기 위해 글로벌 AFC 및 제재 정책을 적용합니다.
                                  • C. 현지 법률을 준수할 의무가 없기 때문에 유엔과 같은 국제 기구에 대한 제재가 쉽지 않습니다.
                                  • D. 각 국가의 특정 AML 및 제재 규정을 준수하도록 그룹 정책을 보장합니다.
                                  Reveal Solution  Discussion  0

                                  Correct Answer: D  🗳️

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                                  다음 위험 요소 중 보험 상품의 자금 세탁과 일반적으로 관련된 것은 무엇입니까?
                                  (두 가지를 선택하세요.)

                                  • A. 보험상품의 투자성과에 지나치게 집중하는 것
                                  • B. 신용카드를 사용하여 보험 상품 구매
                                  • C. 암호화폐 또는 기타 비법정 통화를 사용하여 보험 정책 자금 조달
                                  • D. 자금을 현금화하기 위해 조기에 정책을 포기함
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C,D  🗳️

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                                  게임 플랫폼은 일반적으로 오락 목적으로 사용되지만, 플레이어가 다음과 같은 작업을 할 수 있는 게임을 통해 테러 자금 조달에 사용될 가능성이 있습니다.

                                  • A. 게임 내 가상 화폐로 게임 아이템을 구매합니다.
                                  • B. 다른 플레이어와 게임 내 아이템을 교환합니다.
                                  • C. 게임 내 활동을 수행하여 게임 내 재료를 얻습니다.
                                  • D. 다른 플레이어와 게임 내 아이템을 거래하여 법정 통화로 교환할 수 있습니다.
                                  Reveal Solution  Discussion  0

                                  Correct Answer: D  🗳️

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                                  부패 수준이 높은 관할 지역 출신의 정치적으로 영향력 있는 인물(PEP)이 중개기관을 통해 개인 은행 계좌를 개설하려고 합니다. 이 경우 어떤 요인이 자금세탁방지(AML) 위험을 가장 크게 발생시킬까요?

                                  • A. 계좌는 유로화로 표시되어 있습니다.
                                  • B. 고객이 월별 명세서를 전자적으로 요청합니다.
                                  • C. 실소유권 구조에 투명성이 부족합니다.
                                  • D. 고객은 온라인 뱅킹 서비스를 이용합니다.
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C  🗳️

                                  Explanation: Only visible for Lead1Pass members. You can sign-up / login (it's free).

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